Simon Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 13 Apr 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (26 Apr 2013 to 9 Apr 2021)
    • CF1 Director (AR) (26 Apr 2013 to 9 Apr 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (10 May 2013 to 9 Apr 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (26 Apr 2013 to 9 Apr 2021)
    • CF30 Customer (26 Apr 2013 to 8 May 2013)
  • Ashton Gate Financial Limited (no longer approved here)

    FRN 498451

    • Employed By (30 Mar 2009 to 15 Mar 2010)
  • Sycamore Wealth Management Ltd (no longer approved here)

    FRN 430325

    • (7)Employed By (21 Jul 2005 to 9 Apr 2021)
  • Master Adviser Ltd (U445) (no longer approved here)

    FRN 171704

    • (17)Employed By (1 Oct 1998 to 9 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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