Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 Nov 2017)
    • CF30 Customer (20 Oct 2015 to 7 Jan 2016)
    • (37)Employed By (since 17 Nov 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (4 Mar 2016 to 30 Nov 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (26 Mar 2009 to 29 Jun 2010)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (1 Nov 2007 to 11 Mar 2009)
    • CF21 Investment Adviser (20 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 May 2005 to 20 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.