Simon McCool

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (16 Nov 2015 to 7 Jun 2016)
Charles Derby Wealth Management Limited (no longer approved here)
FRN 535816
- Employed By (16 Nov 2015 to 7 Jun 2016)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (4 Nov 2015 to 20 Nov 2015)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (39)Employed By (4 Nov 2015 to 20 Nov 2015)
Omni Finance Limited (no longer approved here)
FRN 484085
- (2)Employed By (23 Apr 2015 to 3 Mar 2017)
New Leaf Distribution Limited (no longer approved here)
FRN 460421
- CF30 Customer (1 Aug 2014 to 3 Mar 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.