Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Killik & Co LLP
FRN 462016
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 11 Oct 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (24 Apr 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (19 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.