Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 1 Dec 2020)
    • SMF3 Executive Director (since 1 Dec 2020)
    • SMF16 Compliance Oversight (26 Apr 2024 to 7 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Apr 2024 to 7 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.