Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
WINTERFLOOD SECURITIES LIMITED
FRN 141455
- SMF2 Chief Finance (since 9 Dec 2019)
- SMF24 Chief Operations (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 1 Dec 2025)
- CF1 Director (28 Feb 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Oct 2005 to 7 Sep 2016)
- CF11 Money Laundering Reporting (1 Dec 2001 to 7 Sep 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.