Simon Mark Kellaway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [PRA CF] Significant risk taker or Material risk taker (since 26 Dec 2023)
    • [FCA CF] Manager of certification employee (since 26 Dec 2023)
    • [FCA CF] Material risk taker (since 26 Dec 2023)
    • [FCA CF] Material risk taker (25 Jan 2022 to 1 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (25 Jan 2022 to 1 Nov 2022)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • [FCA CF] Material risk taker (7 Mar 2017 to 8 Nov 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (12 Dec 2011 to 24 May 2014)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF30 Customer (1 Nov 2007 to 11 Nov 2011)
    • CF21 Investment Adviser (1 Feb 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.