Simon Mark Holmes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EDF Trading Markets Limited (no longer approved here)
FRN 197427
- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
- [FCA CF] Proprietary trader (9 Dec 2019 to 28 Feb 2023)
- CF30 Customer (11 Nov 2019 to 8 Dec 2019)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (27 Feb 2014 to 1 Jan 2015)
Tudor Capital Europe LLP (no longer approved here)
FRN 492155
- CF30 Customer (1 Apr 2009 to 31 Dec 2012)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (30 Jul 2002 to 10 Mar 2005)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 12 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.