Simon Mark Hickman

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Omni Wealth Ltd
FRN 955451
- (2)Employed By (since 26 Jul 2021)
New Leaf Distribution Limited
FRN 460421
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 3 Jan 2014)
- CF1 Director (AR) (17 Jun 2008 to 6 May 2011)
Omni Finance Limited
FRN 484085
- (1)Employed By (since 3 Jan 2014)
- (3)Employed By (25 May 2012 to 21 Feb 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.