Simon Mark Anstey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Oct 2023)
- CF30 Customer (1 Sep 2018 to 9 Oct 2023)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (396)Employed By (1 Sep 2018 to 9 Oct 2023)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (28 Jul 2015 to 31 Aug 2018)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (24 Jan 2013 to 11 Jun 2015)
- CF1 Director (AR) (24 Jan 2013 to 11 Jun 2015)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 12 Feb 2011)
- CF21 Investment Adviser (1 Jan 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.