Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (2 Nov 2023 to 31 Mar 2026)
    • CF30 Customer (8 Sep 2023 to 31 Mar 2026)
  • Trinity Lifetime Partners Limited (no longer approved here)

    FRN 616281

    • Employed By (8 Sep 2023 to 31 Mar 2026)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Nov 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (29 Jul 2002 to 29 Jul 2002)
    • CF21 Investment Adviser (29 Jul 2002 to 31 Oct 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (20 Feb 2014 to 1 May 2014)
    • CF1 Director (AR) (20 Feb 2014 to 1 May 2014)
  • Cranborne Wealth Ltd (no longer approved here)

    FRN 616094

    • Employed By (20 Feb 2014 to 1 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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