Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Forte Securities Limited
FRN 478424
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (20 Apr 2016 to 8 Dec 2019)
-
- CF30 Customer (25 Sep 2013 to 31 Mar 2016)
-
- (300)CF21 Investment Adviser (1 Dec 2001 to 13 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (300)CF21 Investment Adviser at Novate Global Markets Limited