Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (20 Apr 2016 to 8 Dec 2019)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF30 Customer (25 Sep 2013 to 31 Mar 2016)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (300)CF21 Investment Adviser (1 Dec 2001 to 13 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (300)CF21 Investment Adviser at Novate Global Markets Limited