Simon Lomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited

    FRN 184801

    • [FCA CF] Client dealing (since 28 Jun 2022)
    • [FCA CF] Manager of certification employee (4 Jul 2022 to 28 Feb 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 15 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Nov 2020 to 4 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 May 2019 to 7 Aug 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 15 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 May 2019 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (25 Apr 2019 to 7 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.