Simon Lawrence Allen Shorthouse

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- [FCA CF] Client dealing (1 Oct 2020 to 31 Mar 2026)
- [FCA CF] Functions requiring qualifications (1 Oct 2020 to 31 Mar 2026)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (1 Feb 2010 to 9 May 2012)
- CF22 Investment Adviser (Trainee) (22 Oct 2004 to 6 Dec 2006)
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.