Simon Kenneth Wivell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Squarepoint Capital LLP (no longer approved here)

    FRN 627994

    • [FCA CF] Client dealing (31 Aug 2023 to 23 Jan 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (12 May 2020 to 8 Jul 2022)
    • [FCA CF] Algorithmic trading (12 May 2020 to 8 Jul 2022)
    • [FCA CF] Client dealing (12 May 2020 to 8 Jul 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (27 Mar 2018 to 1 Feb 2020)
    • [FCA CF] Manager of certification employee (20 Feb 2017 to 1 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 10 May 2013)
    • CF21 Investment Adviser (14 Jun 2007 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (27 Mar 2018 to 1 Feb 2020)
    • [FCA CF] Manager of certification employee (20 Feb 2017 to 1 Feb 2020)
  • CAPSTONE INVESTMENT ADVISORS (UK), LLP (no longer approved here)

    FRN 473282

    • CF30 Customer (15 Oct 2013 to 30 Mar 2015)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (5 Mar 2004 to 4 Feb 2005)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.