Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Hemisphere Financial Limited (no longer approved here)

    FRN 647062

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jul 2022)
    • CF1 Director (10 Mar 2015 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 20 Feb 2009)
    • CF22 Investment Adviser (Trainee) (25 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.