Simon Keith Hale

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHASE ASSET MANAGEMENT LIMITED

    FRN 520200

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 6 Nov 2024)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (18 Nov 2013 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (3 Mar 2008 to 12 Mar 2010)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (1 Nov 2007 to 3 Dec 2007)
    • CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Nov 2004 to 15 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.