Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 4 Sep 2023)
- [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 9 May 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 May 2023)
- CF30 Customer (18 Sep 2015 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.