Simon Juen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (13 Jul 2018 to 3 Jul 2020)
    • [FCA CF] Significant management (13 Jul 2018 to 3 Jul 2020)
    • [PRA CF] Managing a material risk taker (13 Jul 2018 to 14 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 3 Jul 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (24 Jan 2017 to 3 Jul 2020)
    • [FCA CF] Client dealing (24 Jan 2017 to 3 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (3 May 2016 to 3 Jul 2020)
    • [FCA CF] Manager of certification employee (3 May 2016 to 3 Jul 2020)
    • [PRA CF] Managing a material risk taker (3 May 2016 to 14 Jul 2020)
    • CF30 Customer (11 Feb 2009 to 6 Mar 2016)

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Updates to this individual's record on the FCA register.

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