Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF1 Director (4 Feb 2015 to 26 Sep 2018)
    • CF29 Significant management (29 Jul 2014 to 11 Feb 2015)
    • CF30 Customer (1 Nov 2007 to 26 Sep 2018)
    • CF27 Investment Management (24 Nov 2006 to 31 Oct 2007)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF26 Customer Trading (24 Sep 2002 to 1 Sep 2003)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (1 Dec 2001 to 29 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.