Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF22 Other Local Responsibility (since 8 Mar 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (14 Dec 2017 to 8 Mar 2022)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
    • SMF18 Other Overall Responsibility (since 14 Dec 2017)
    • Responsible for Insurance Distribution (29 Jul 2021 to 3 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Oct 2004 to 31 Oct 2007)
  • Citibank, N.A.

    FRN 124704

    • SMF22 Other Local Responsibility (since 14 Dec 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Oct 2004 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (3 Dec 2002 to 12 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.