Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (16 Oct 2015 to 30 May 2017)
    • CF30 Customer (16 Oct 2015 to 30 May 2017)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF26 Customer Trading (4 Jul 2007 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF26 Customer Trading (22 Jul 2003 to 10 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.