Simon Jonathan Heap

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heritage Independent Financial Consultancy Ltd

    FRN 624976

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 24 Sep 2021)
    • [FCA CF] Client dealing (since 24 Sep 2021)
  • INVEST SOUTHWEST LIMITED (no longer approved here)

    FRN 469547

    • CF30 Customer (25 Jul 2018 to 21 Dec 2018)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (4 Nov 2016 to 26 Jul 2018)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (4 Nov 2016 to 26 Jul 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Mar 2016 to 7 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.