Simon Jon Reeks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited

    FRN 466684

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • LGT Wealth Management UK LLP

    FRN 471048

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 2 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
    • [FCA CF] Client dealing (since 3 Jun 2024)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2024)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2024)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2024)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (25 Jul 2017 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2024)
  • Solution Mortgages Limited (no longer approved here)

    FRN 114373

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
    • CF1 Director (26 Jul 2006 to 31 Dec 2009)
    • CF21 Investment Adviser (26 Jul 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (26 Jul 2006 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 23 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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