Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (7 Mar 2016 to 14 Aug 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (23 May 2007 to 31 Oct 2007)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • [FCA CF] Client dealing (7 Mar 2016 to 14 Aug 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Aug 2023)
    • CF30 Customer (22 Jul 2010 to 6 Mar 2016)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (1 Dec 2001 to 13 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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