Simon John Rogers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF10 Compliance Oversight (16 Nov 2006 to 1 Feb 2008)
    • CF11 Money Laundering Reporting (16 Nov 2006 to 1 Feb 2008)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF10 Compliance Oversight (1 Dec 2001 to 20 Jun 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.