Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Argentis Wealth Management Ltd
FRN 419331
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
- [FCA CF] Client dealing (since 1 Jul 2024)
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- CF21 Investment Adviser (18 Jul 2007 to 18 Jul 2007)
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- Employed By (21 Sep 2005 to 24 Feb 2006)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.