Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Feb 2006 to 31 Oct 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (25 Feb 2003 to 31 Mar 2005)
    • CF22 Investment Adviser (Trainee) (16 Oct 2002 to 25 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.