Simon John Neal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (18 Sep 2014 to 2 Sep 2015)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (21 Mar 2013 to 28 Feb 2014)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF30 Customer (1 Nov 2007 to 5 Jul 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.