Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Killik & Co LLP
FRN 462016
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (2 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
- CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)
- CF4 Partner (2 Apr 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.