Simon John Legg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sammon Mortgage Management Limited
FRN 515376
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- CF30 Customer (1 May 2012 to 31 Aug 2012)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (2 Apr 2012 to 27 Apr 2012)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (23 Sep 2011 to 1 Apr 2012)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (19 Jan 2011 to 1 Jul 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.