Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Simon John Honey
FRN 472650
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- CF10 Compliance Oversight (26 Nov 2007 to 8 Dec 2019)
- CF30 Customer (26 Nov 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.