Simon John Erritt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • COVENTRY CAPITAL LIMITED

    FRN 498338

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (27 Mar 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Jun 2009 to 30 Sep 2018)
    • CF30 Customer (16 Jun 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jun 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jun 2009 to 8 Dec 2019)
    • CF1 Director (16 Jun 2009 to 8 Dec 2019)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF23 Corporate Finance Adviser (9 Feb 2005 to 17 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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