Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 5 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 21 Jan 2025)
    • CF30 Customer (since 10 Dec 2024)
    • [FCA CF] Client dealing (since 4 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Sep 2024)
    • CF4 Partner (AR) (10 Dec 2024 to 10 Jul 2025)
    • (1)Employed By (since 10 Dec 2024)
  • Castle Sundborn Limited (no longer approved here)

    FRN 125913

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Aug 2024)
    • CF30 Customer (23 Oct 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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