Simon John Derrick

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 17 Jan 2022)
    • [FCA CF] Manager of certification employee (since 16 Nov 2021)
    • [FCA CF] Client dealing (since 6 Oct 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Jul 2016)
    • [FCA CF] Manager of certification employee (6 Oct 2016 to 8 Oct 2021)
    • CF30 Customer (4 Feb 2015 to 6 Mar 2016)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Managing a material risk taker (since 17 Jan 2022)
    • [FCA CF] Manager of certification employee (since 16 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 24 Jan 2019)
    • [FCA CF] Manager of certification employee (24 Jan 2019 to 9 Sep 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (14 Oct 2004 to 1 Oct 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.