Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Penvest Limited (no longer approved here)

    FRN 407889

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jan 2021)
    • CF30 Customer (12 Apr 2018 to 20 Jul 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Dec 2012 to 9 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.