Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (20 Apr 2009 to 2 Jul 2010)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF28 Systems and controls (1 Nov 2007 to 1 Apr 2009)
    • CF13 Finance (1 Sep 2006 to 31 Oct 2007)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF13 Finance (1 Dec 2001 to 21 Mar 2003)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 21 Mar 2003)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF13 Finance (1 Dec 2001 to 21 Mar 2003)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 21 Mar 2003)
  • InfraRed Capital Partners Limited (no longer approved here)

    FRN 195766

    • CF13 Finance (1 Dec 2001 to 21 Mar 2003)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 21 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.