Simon James Wood

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brunel Pension Partnership Limited

    FRN 790168

    • (38)[FCA CF] Manager of certification employee (since 3 Mar 2023)
    • (37)[FCA CF] Material risk taker (since 3 Mar 2023)
    • (39)[FCA CF] Significant management (since 3 Mar 2023)
    • (36)[FCA CF] Client dealing (since 3 Mar 2023)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Feb 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Feb 2022)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Feb 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Feb 2022)
    • CF30 Customer (3 Jan 2018 to 8 Dec 2019)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (3 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Significant management at Brunel Pension Partnership Limited

  2. controlled function removed: [FCA CF] Manager of certification employee at Brunel Pension Partnership Limited

  3. controlled function removed: [FCA CF] Client dealing at Brunel Pension Partnership Limited

  4. controlled function removed: [FCA CF] Material risk taker at Brunel Pension Partnership Limited

  5. controlled function added: (36)[FCA CF] Client dealing at Brunel Pension Partnership Limited

  6. controlled function added: (37)[FCA CF] Material risk taker at Brunel Pension Partnership Limited

  7. controlled function added: (38)[FCA CF] Manager of certification employee at Brunel Pension Partnership Limited

  8. controlled function added: (39)[FCA CF] Significant management at Brunel Pension Partnership Limited