Simon James Wigg

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 15 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (since 15 Mar 2023)
    • CF30 Customer (since 5 Dec 2022)
    • CF4 Partner (AR) (since 5 Dec 2022)
  • Simon James Independent Financial Advisers LLP

    FRN 987715

    • (1)Employed By (since 5 Dec 2022)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • [FCA CF] Client dealing (1 Jan 2022 to 13 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2023)
    • CF30 Customer (20 Jul 2012 to 8 Dec 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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