Simon James Turner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Wealth Management Limited

    FRN 188596

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
    • [FCA CF] Client dealing (since 16 Apr 2021)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2021)
    • CF30 Customer (7 Aug 2014 to 8 Dec 2019)
  • Azets Wealth Management Limited (no longer approved here)

    FRN 449016

    • CF30 Customer (27 Oct 2013 to 31 Jul 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 23 Oct 2013)
    • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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