Simon James Russell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 7 Apr 2026)
    • [PRA CF] Managing a material risk taker (since 22 Jan 2026)
    • [FCA CF] Client dealing (since 27 Nov 2025)
  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Manager of certification employee (since 7 Apr 2026)
    • [PRA CF] Managing a material risk taker (since 22 Jan 2026)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (17 Jun 2024 to 22 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (17 Jun 2024 to 22 Jul 2025)
    • [FCA CF] Manager of certification employee (17 Jun 2024 to 22 Jul 2025)
    • [FCA CF] Client dealing (17 Jun 2024 to 22 Jul 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 29 Aug 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 29 Aug 2023)
    • CF30 Customer (6 Aug 2010 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF21 Investment Adviser (16 Sep 2004 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2004)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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