Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 3 Feb 2025)
- CF30 Customer (since 5 Dec 2024)
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Simon Nutter
FRN 1022105
- (1)Employed By (since 5 Dec 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
- CF30 Customer (13 Jun 2018 to 8 Dec 2019)
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- CF30 Customer (10 May 2011 to 8 Jun 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.