Simon James Leah

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kingsland Financial Limited (no longer approved here)
FRN 214707
- (1)Employed By (14 Sep 2017 to 31 Jul 2019)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (14 Sep 2017 to 31 Jul 2019)
Delphic Financial Planning Limited (no longer approved here)
FRN 486037
- (5)Employed By (18 May 2017 to 24 Jul 2017)
Dean Statham Wealth Management LLP (no longer approved here)
FRN 486856
- Employed By (11 May 2015 to 9 Jun 2016)
Pi Financial Ltd (no longer approved here)
FRN 186419
- CF30 Customer (12 Jan 2015 to 9 Jun 2016)
Kingsland Wealth Management Limited (no longer approved here)
FRN 211899
- (2)Employed By (8 Jan 2015 to 9 Jun 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.