Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (6 Mar 2017 to 31 May 2025)
    • [PRA CF] Managing a material risk taker (6 Mar 2017 to 7 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (6 Mar 2017 to 31 May 2025)
    • [FCA CF] Manager of certification employee (6 Mar 2017 to 7 Aug 2023)
    • CF29 Significant management (11 Nov 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Managing a material risk taker (6 Mar 2017 to 7 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (6 Mar 2017 to 31 May 2025)
    • [FCA CF] Manager of certification employee (6 Mar 2017 to 7 Aug 2023)
    • [FCA CF] Material risk taker (6 Mar 2017 to 31 May 2025)
    • CF29 Significant management (11 Nov 2014 to 6 Mar 2016)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • CF29 Significant management (7 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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