Simon James Herbert

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (25 Feb 2010 to 12 Feb 2013)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 11 Feb 2010)
    • CF26 Customer Trading (10 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.