Simon James Durrans

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DML Financial Advisers

    FRN 232027

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (30 Jan 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Jan 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (30 Jan 2008 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (11 May 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (11 May 2004 to 31 Oct 2007)
  • TFLI LIMITED (no longer approved here)

    FRN 723630

    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2020)
    • CF1 Director (5 Jul 2016 to 8 Dec 2019)
    • CF28 Systems and controls (5 Jul 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.