Simon James Ashby

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Craven Street Financial Planning Limited

    FRN 135202

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Client dealing (10 Aug 2020 to 30 Jun 2022)
    • [FCA CF] Functions requiring qualifications (10 Aug 2020 to 30 Jun 2022)
  • Titan Pensions & Investments Limited (no longer approved here)

    FRN 143390

    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (31 Mar 2015 to 4 Aug 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Apr 2012 to 10 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.