Simon James Annear

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2021)
    • [FCA CF] Client dealing (since 18 Jan 2021)
    • CF30 Customer (29 Sep 2015 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (25 Jun 2012 to 11 Nov 2012)
    • CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Sep 2004 to 24 Oct 2005)
  • Bradleys Financial Management Limited (no longer approved here)

    FRN 182694

    • Employed By (26 Jul 2002 to 13 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.