Simon James Adler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management North America Limited

    FRN 144543

    • [FCA CF] Manager of certification employee (since 17 Dec 2025)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • CF30 Customer (6 Sep 2014 to 8 Dec 2019)
  • Schroder Unit Trusts Limited

    FRN 197288

    • [FCA CF] Manager of certification employee (since 17 Dec 2025)
    • [FCA CF] Material risk taker (since 1 Oct 2020)
    • [FCA CF] Manager of certification employee (17 Dec 2024 to 30 Jun 2025)
  • Schroder Investment Management Limited

    FRN 119348

    • [FCA CF] Manager of certification employee (since 1 Oct 2020)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • CF30 Customer (6 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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