Simon Ives

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (11 Mar 2020 to 14 Oct 2024)
    • [FCA CF] Manager of certification employee (5 Mar 2019 to 26 Feb 2021)
    • [FCA CF] Client dealing (24 Feb 2017 to 3 Oct 2025)
    • [FCA CF] Material risk taker (24 Feb 2017 to 3 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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